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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Oakland, ME

Every SEC-registered investment adviser representative at a firm office in Oakland, with the firms that employ the most of them.

5 registered advisors work in Oakland; the most are at Raymond James Financial Services Advisors, Inc. (3). 0 list the CFP designation and 5 are also registered broker representatives.

Firms with the most advisors in Oakland

FirmAdvisors in Oakland
Raymond James Financial Services Advisors, Inc. news3
Edward Jones news1
UBS Financial Services Inc. news1

Advisors in Oakland, A to Z

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Other cities in Maine

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Portland 387Bangor 84Falmouth 65Scarborough 43South Portland 32Waterville 28Lewiston 24Auburn 20Camden 18Augusta 17Brunswick 17Biddeford 16Kennebunk 16Westbrook 16Saco 13Yarmouth 13Bar Harbor 11York 11Ellsworth 10Presque Isle 10Wells 10Cumberland Foreside 9Kittery 9Gardiner 8

Questions

How many financial advisors are in Oakland, ME?

5 investment adviser representatives are registered at firm offices in Oakland, Maine, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Oakland?

Raymond James Financial Services Advisors, Inc., with 3 registered advisors in Oakland, followed by Edward Jones with 1.

How do I check a financial advisor in Oakland?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.