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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Mountain Lakes, NJ

Every SEC-registered investment adviser representative at a firm office in Mountain Lakes, with the firms that employ the most of them.

The short answer

16 registered advisors work in Mountain Lakes; the most are at Wells Fargo Clearing Services, LLC (11). 3 list the CFP designation and 16 are also registered broker representatives.

Firms with the most advisors in Mountain Lakes

FirmAdvisors in Mountain Lakes
Wells Fargo Clearing Services, LLC news11
Ameriprise Financial Services, LLC news1
MML Investors Services, LLC1
Pfs Investments Inc.1
RBC Capital Markets, LLC news1
UBS Financial Services Inc. news1

Advisors in Mountain Lakes, A to Z

CFP advisors in Mountain Lakes →

Other cities in New Jersey

All of New Jersey →

Morristown 1,113Princeton 834Paramus 731Red Bank 701Weehawken 606Florham Park 578Pennington 573Summit 464Jersey City 454Marlton 371Parsippany 315Short Hills 279Mount Laurel 263Warren 173Bedminster 168Fairfield 152Wall 152Cherry Hill 149Iselin 137Bridgewater 133Shrewsbury 128Holmdel 126Toms River 120Manasquan 114

Questions

How many financial advisors are in Mountain Lakes, NJ?

16 investment adviser representatives are registered at firm offices in Mountain Lakes, New Jersey, according to the SEC's Investment Adviser Public Disclosure records. 16 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Mountain Lakes?

Wells Fargo Clearing Services, LLC, with 11 registered advisors in Mountain Lakes, followed by Ameriprise Financial Services, LLC with 1.

How do I check a financial advisor in Mountain Lakes?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.