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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Fort Lauderdale, FL

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Fort Lauderdale, A to Z.

The short answer

6 registered advisors work at UBS Financial Services Inc. in Fort Lauderdale, out of 8,475 at the firm nationwide; it ranks number 25 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

UBS Financial Services Inc. advisors in Fort Lauderdale, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115

Other firms in Fort Lauderdale

All Fort Lauderdale advisors →

Morgan Stanley 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 91Wells Fargo Clearing Services, LLC 48Sound Income Strategies, LLC 40Raymond James & Associates, Inc. 27Osaic Wealth, Inc. 22Oppenheimer & Co. Inc. 17Wells Fargo Advisors Financial Network, LLC 17Exodus Wealth, LLC 16Truist Advisory Services, Inc. 16Global Wealth Management Investment Advisory, Inc. 15Provenance Wealth Advisors 15

Questions

How many financial advisors does UBS Financial Services Inc. have in Fort Lauderdale?

6 investment adviser representatives are registered at UBS Financial Services Inc. offices in Fort Lauderdale, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Fort Lauderdale?

UBS Financial Services Inc. ranks number 25 in Fort Lauderdale by registered advisors; Morgan Stanley has the most, with 120.

How do I check a UBS Financial Services Inc. advisor in Fort Lauderdale?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.