Adviser and broker representative · UBS Financial Services Inc.
Javier L. Briceno
CRD 2853406 · Fort Lauderdale, FL
At a glance
Javier L. Briceno is an investment adviser representative with UBS Financial Services Inc. in Fort Lauderdale, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Javier’s SEC record dates to 1997, about 29 years ago. Javier is also registered as a broker representative.
Current advisory firm
- UBS Financial Services Inc.Since February 2016Fort Lauderdale, FL · $916B in regulatory assets
SEC adviser record
- Registered since
- 1997 (29 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Javier’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.