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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Scottsdale, AZ

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Scottsdale, A to Z.

The short answer

9 registered advisors work at UBS Financial Services Inc. in Scottsdale, out of 8,476 at the firm nationwide; it ranks number 49 in the city by advisors. 1 list the CFP designation and 9 are also registered broker representatives.

UBS Financial Services Inc. advisors in Scottsdale, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Scottsdale

All Scottsdale advisors →

Vanguard Advisers, Inc. 630Osaic Wealth, Inc. 291United Planners' Financial Services Of America A Limited Partner 154Wells Fargo Clearing Services, LLC 147Merrill Lynch, Pierce, Fenner & Smith Incorporated 135Morgan Stanley 127LPL Financial LLC 109Cetera Investment Advisers LLC 73Ameriprise Financial Services, LLC 69Strategic Advisers LLC 56MML Investors Services, LLC 50Equitable Advisors, LLC 49

Questions

How many financial advisors does UBS Financial Services Inc. have in Scottsdale?

9 investment adviser representatives are registered at UBS Financial Services Inc. offices in Scottsdale, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Scottsdale?

UBS Financial Services Inc. ranks number 49 in Scottsdale by registered advisors; Vanguard Advisers, Inc. has the most, with 630.

How do I check a UBS Financial Services Inc. advisor in Scottsdale?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.