Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in West Des Moines, IA
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in West Des Moines, A to Z.
The short answer
19 registered advisors work at UBS Financial Services Inc. in West Des Moines, out of 8,476 at the firm nationwide; it ranks number 9 in the city by advisors. 1 list the CFP designation and 19 are also registered broker representatives.
UBS Financial Services Inc. advisors in West Des Moines, A to Z
Every UBS Financial Services Inc. advisor →- Robert D. ChleboradChartered Financial Analyst · Also a broker rep
- Jared R. ClaussAlso a broker rep
- Spencer W. CoxAlso a broker rep
- Jordan R R. DuesenbergAlso a broker rep
- Steven D. DuesenbergCertified Financial Planner · Also a broker rep
- Charles G. HartliebAlso a broker rep
- Kathleen A. HendershottAlso a broker rep
- Amanda JacksonAlso a broker rep
- Scott M. JacksonAlso a broker rep
- James MorrisChartered Financial Analyst · Also a broker rep
- Elisabeth R. OconnorAlso a broker rep
- James R. OpltAlso a broker rep
- Ashley A. PeterAlso a broker rep
- Brooke E. SandstoeAlso a broker rep
- Joel T. ShanerAlso a broker rep
- Trevor L. ShanerAlso a broker rep
- James C. SpoonerAlso a broker rep
- Wynn A. WaltersAlso a broker rep
- Thomas L. ZambranoAlso a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in West Des Moines
All West Des Moines advisors →Fbl Wealth Management, LLC 218Principal Securities, Inc. 71Morgan Stanley 50Wells Fargo Clearing Services, LLC 47LPL Financial LLC 38Ameriprise Financial Services, LLC 30Cetera Investment Advisers LLC 25Wells Fargo Advisors Financial Network, LLC 20Gilbert & Cook, Inc. 17Merrill Lynch, Pierce, Fenner & Smith Incorporated 15Arete Wealth Advisors, LLC 14Osaic Wealth, Inc. 13
Questions
How many financial advisors does UBS Financial Services Inc. have in West Des Moines?
19 investment adviser representatives are registered at UBS Financial Services Inc. offices in West Des Moines, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 1 list the CFP designation and 19 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in West Des Moines?
UBS Financial Services Inc. ranks number 9 in West Des Moines by registered advisors; Fbl Wealth Management, LLC has the most, with 218.
How do I check a UBS Financial Services Inc. advisor in West Des Moines?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.