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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rockville, MD

Every SEC-registered investment adviser representative at a firm office in Rockville, with the firms that employ the most of them.

390 registered advisors work in Rockville; the most are at LPL Financial LLC (41). 85 list the CFP designation and 288 are also registered broker representatives.

Firms with the most advisors in Rockville

FirmAdvisors in Rockville
LPL Financial LLC news41
Morgan Stanley news31
Citigroup Global Markets Inc. news21
Raymond James Financial Services Advisors, Inc. news21
Cetera Investment Advisers LLC news20
RBC Capital Markets, LLC news20
MML Investors Services, LLC14
Strategic Advisers LLC11
Cerity Partners LLC news10
Truist Advisory Services, Inc. news9
Apollon Wealth Management, LLC8
Atcap Partners, LLC8
Fsa Wealth Partners8
Osaic Wealth, Inc. news8
Quantum Financial Advisors Inc.7
Axiom Value Wealth Management LLC6
Kendall Capital Management6
West Financial Services, Inc.6
Ameritas Advisory Services, LLC5
Ameriprise Financial Services, LLC news4
Commonwealth Financial Network news4
Edward Jones news4
Global Retirement Partners LLC4
Lincoln Investment4
Merit Financial Advisors4

Advisors in Rockville, A to Z (first 300 of 390)

CFP advisors in Rockville →

Other cities in Maryland

All of Maryland →

Bethesda 820Baltimore 662Hunt Valley 567Annapolis 437Columbia 366Owings Mills 322Towson 284Frederick 198Lutherville 170Bel Air 132North Bethesda 125Gaithersburg 120Timonium 112Potomac 111Chevy Chase 97Ellicott City 92Easton 74Silver Spring 72Salisbury 68Hagerstown 66Cockeysville 63Severna Park 60Westminster 45Linthicum Heights 43

Questions

How many financial advisors are in Rockville, MD?

390 investment adviser representatives are registered at firm offices in Rockville, Maryland, according to the SEC's Investment Adviser Public Disclosure records. 288 of them are also registered as broker representatives, and 85 list the CFP designation.

Which firm has the most financial advisors in Rockville?

LPL Financial LLC, with 41 registered advisors in Rockville, followed by Morgan Stanley with 31.

How do I check a financial advisor in Rockville?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.