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Chief Investment Officer & Chief Compliance Officer · Kendall Capital Management

Brian G. Mattox

CRD 3025926 · Named on Form ADV at one SEC-registered adviser

At a glance

Kendall Capital Management, an SEC-registered wealth manager based in Rockville, MD with $744 million in regulatory assets, lists Brian G. Mattox on its Form ADV as Chief Investment Officer & Chief Compliance Officer, a control person.

Firms and roles

  • Kendall Capital ManagementChief Investment Officer & Chief Compliance OfficerWealth manager · Rockville, MD · $744M in regulatory assets

AtlasMembers

Brian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.