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Financial ADVSR advisor directory · SEC adviser records

West Financial Services, Inc. financial advisors in Rockville, MD

Every SEC-registered investment adviser representative at a West Financial Services, Inc. office in Rockville, A to Z.

The short answer

6 registered advisors work at West Financial Services, Inc. in Rockville, out of 19 at the firm nationwide; it ranks number 18 in the city by advisors. 4 list the CFP designation and 0 are also registered broker representatives.

West Financial Services, Inc. advisors in Rockville, A to Z

Every West Financial Services, Inc. advisor →

West Financial Services, Inc. advisors in every city and state →West Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

West Financial Services, Inc. advisors in other cities

McLean, VA 13

Other firms in Rockville

All Rockville advisors →

LPL Financial LLC 41Morgan Stanley 31Citigroup Global Markets Inc. 21Raymond James Financial Services Advisors, Inc. 21Cetera Investment Advisers LLC 20RBC Capital Markets, LLC 20MML Investors Services, LLC 14Strategic Advisers LLC 11Cerity Partners LLC 10Truist Advisory Services, Inc. 9Apollon Wealth Management, LLC 8Atcap Partners, LLC 8

Questions

How many financial advisors does West Financial Services, Inc. have in Rockville?

6 investment adviser representatives are registered at West Financial Services, Inc. offices in Rockville, Maryland, according to the SEC's Investment Adviser Public Disclosure records, out of 19 nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.

Is West Financial Services, Inc. one of the largest advisor employers in Rockville?

West Financial Services, Inc. ranks number 18 in Rockville by registered advisors; LPL Financial LLC has the most, with 41.

How do I check a West Financial Services, Inc. advisor in Rockville?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the West Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.