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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Frederick, MD

Every SEC-registered investment adviser representative at a firm office in Frederick, with the firms that employ the most of them.

213 registered advisors work in Frederick; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (29). 0 list the CFP designation and 182 are also registered broker representatives.

Firms with the most advisors in Frederick

FirmAdvisors in Frederick
Merrill Lynch, Pierce, Fenner & Smith Incorporated news29
Morgan Stanley news28
Edward Jones news14
LPL Financial LLC news13
Turning Point Financial11
Cambridge Investment Research Advisors, Inc. news9
Kestra Advisory Services, LLC news8
Osaic Wealth, Inc. news8
PNC Wealth Management LLC7
Stifel, Nicolaus & Company, Incorporated news7
Veridian Capital Partners7
Cetera Investment Advisers LLC news5
Founders Financial Securities LLC5
Pfs Investments Inc.5
RBC Capital Markets, LLC news5
Strategic Advisers LLC5
Truist Advisory Services, Inc. news5
State Farm Investment Management Corp.4
Bestgate Wealth Advisors, LLC3
Equitable Advisors, LLC news3
Moore Wealth3
Stratos Wealth Partners, Ltd.3
Eagle Strategies LLC2
Northpeak Financial, Inc.2
Raymond James Financial Services Advisors, Inc. news2

Advisors in Frederick, A to Z

Search all of Maryland →

Other cities in Maryland

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Bethesda 898Baltimore 690Hunt Valley 620Annapolis 466Rockville 399Columbia 390Owings Mills 323Towson 314Lutherville 181Bel Air 134North Bethesda 131Timonium 121Gaithersburg 119Potomac 115Chevy Chase 103Ellicott City 98Easton 82Hagerstown 79Silver Spring 78Salisbury 75Cockeysville 68Severna Park 65Westminster 54Linthicum Heights 46

Questions

How many financial advisors are in Frederick, MD?

213 investment adviser representatives are registered at firm offices in Frederick, Maryland, according to the SEC's Investment Adviser Public Disclosure records. 182 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Frederick?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 29 registered advisors in Frederick, followed by Morgan Stanley with 28.

How do I check a financial advisor in Frederick?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.