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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Frederick, MD

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Frederick, A to Z.

The short answer

4 registered advisors work at RBC Capital Markets, LLC in Frederick, out of 3,466 at the firm nationwide; it ranks number 17 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Frederick, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Frederick

All Frederick advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 28Morgan Stanley 28Edward Jones 13LPL Financial LLC 11Turning Point Financial 11Cambridge Investment Research Advisors, Inc. 8Kestra Advisory Services, LLC 7Osaic Wealth, Inc. 7PNC Wealth Management LLC 7Stifel, Nicolaus & Company, Incorporated 7Veridian Capital Partners 6Founders Financial Securities LLC 5

Questions

How many financial advisors does RBC Capital Markets, LLC have in Frederick?

4 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Frederick, Maryland, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Frederick?

RBC Capital Markets, LLC ranks number 17 in Frederick by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 28.

How do I check a RBC Capital Markets, LLC advisor in Frederick?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.