Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Frederick, MD
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Frederick, A to Z.
11 registered advisors work at LPL Financial LLC in Frederick, out of 22,666 at the firm nationwide; it ranks number 4 in the city by advisors. 4 list the CFP designation and 11 are also registered broker representatives.
LPL Financial LLC advisors in Frederick, A to Z
Every LPL Financial LLC advisor →- Kelly I. BateyAlso a broker rep
- Tracy S. BushAlso a broker rep
- Patricia L. DaviesAlso a broker rep
- Scott H. GeisbertCertified Financial Planner · Also a broker rep
- Toby S. KlineCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Beth A. LintonAlso a broker rep
- John NorbergCertified Financial Planner · Also a broker rep
- Richard A. PencekCertified Financial Planner · Also a broker rep
- Christopher L. SarloAlso a broker rep
- Alexander T. VillegasAlso a broker rep
- Amanda J. ZackAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 809Fort Mill, SC 438Houston, TX 144Scottsdale, AZ 119Charlotte, NC 117Austin, TX 116Chicago, IL 109Las Vegas, NV 95Tampa, FL 91Honolulu, HI 88San Antonio, TX 87Fresno, CA 84Dallas, TX 81Seattle, WA 80Irvine, CA 74
Other firms in Frederick
All Frederick advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 27Morgan Stanley 27Edward Jones 13Turning Point Financial 11Kestra Advisory Services, LLC 10Osaic Wealth, Inc. 7PNC Wealth Management LLC 7Stifel, Nicolaus & Company, Incorporated 7Veridian Capital Partners 6Cambridge Investment Research Advisors, Inc. 5Founders Financial Securities LLC 5Pfs Investments Inc. 5
Questions
How many financial advisors does LPL Financial LLC have in Frederick?
11 investment adviser representatives are registered at LPL Financial LLC offices in Frederick, Maryland, according to the SEC's Investment Adviser Public Disclosure records, out of 22,666 nationwide. 4 list the CFP designation and 11 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Frederick?
LPL Financial LLC ranks number 4 in Frederick by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 27.
How do I check a LPL Financial LLC advisor in Frederick?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.