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Partner, Director of Operations & Chief Compliance Officer · Moore Wealth

Sean A. Moore

CRD 5894573 · Named on Form ADV at one SEC-registered adviser

At a glance

Moore Wealth, an SEC-registered wealth manager based in Frederick, MD with $157 million in regulatory assets, lists Sean A. Moore on its Form ADV as Partner, Director of Operations & Chief Compliance Officer, a control person.

Firms and roles

  • Moore WealthPartner, Director of Operations & Chief Compliance OfficerWealth manager · Frederick, MD · $157M in regulatory assets

AtlasMembers

Sean’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.