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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Leawood, KS

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Leawood, A to Z.

The short answer

12 registered advisors work at UBS Financial Services Inc. in Leawood, out of 8,476 at the firm nationwide; it ranks number 16 in the city by advisors. 2 list the CFP designation and 12 are also registered broker representatives.

UBS Financial Services Inc. advisors in Leawood, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Leawood

All Leawood advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 46Morgan Stanley 43RBC Capital Markets, LLC 42Ameriprise Financial Services, LLC 32Cetera Planning Partners 30Prevail Innovative Wealth Advisors, LLC 30Wells Fargo Advisors Financial Network, LLC 21LPL Financial LLC 19Fas Wealth Partners, Inc. 18Charles Schwab & Co., Inc. 17Northwestern Mutual Investment Services, LLC 17Captrust 16

Questions

How many financial advisors does UBS Financial Services Inc. have in Leawood?

12 investment adviser representatives are registered at UBS Financial Services Inc. offices in Leawood, Kansas, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 2 list the CFP designation and 12 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Leawood?

UBS Financial Services Inc. ranks number 16 in Leawood by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 46.

How do I check a UBS Financial Services Inc. advisor in Leawood?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.