Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Seattle, WA
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Seattle, A to Z.
74 registered advisors work at UBS Financial Services Inc. in Seattle, out of 9,018 at the firm nationwide; it ranks number 7 in the city by advisors. 1 list the CFP designation and 74 are also registered broker representatives.
UBS Financial Services Inc. advisors in Seattle, A to Z
Every UBS Financial Services Inc. advisor →- Douglas S. AdamsAlso a broker rep
- Jenaige Carlina C. AlvisAlso a broker rep
- Ella M. ApalisokAlso a broker rep
- Nicola C. BarberAlso a broker rep
- Mark W. BroughtonChartered Financial Analyst · Also a broker rep
- Elizabeth A. CalluraAlso a broker rep
- Janna D. CassidyAlso a broker rep
- September CifraAlso a broker rep
- John E. ClendeninAlso a broker rep
- Joseph D. CoveyAlso a broker rep
- Corinne M. CrabsAlso a broker rep
- Ava P. DoneyAlso a broker rep
- Jack DoneyAlso a broker rep
- Michael L. DoneyAlso a broker rep
- John DonovanAlso a broker rep
- Sarah L. FitchAlso a broker rep
- Brady J. FlynnAlso a broker rep
- Michael S. FrantzAlso a broker rep
- Gabrielle M. FrenchAlso a broker rep
- Gregory J. GeorgeAlso a broker rep
- Diane HarperAlso a broker rep
- Amani Y. HarrisAlso a broker rep
- Alex G. HillAlso a broker rep
- Shawn M. HintzAlso a broker rep
- Kenneth D. HorwitzAlso a broker rep
- Matthew W. HugheyAlso a broker rep
- Deborah A. JackmanAlso a broker rep
- Nikkol M. JenningsAlso a broker rep
- Hailey A. JorgensenAlso a broker rep
- Tiffani N. Lee-KumabeAlso a broker rep
- Agatha H. LidzbarskiAlso a broker rep
- Alexander J. LopezAlso a broker rep
- Beth A. LovellAlso a broker rep
- Calvina LumAlso a broker rep
- David K. LundquistAlso a broker rep
- Mia MalaveAlso a broker rep
- John E. MallahanAlso a broker rep
- Lauren D. MalloryAlso a broker rep
- Alison T. MandiAlso a broker rep
- Mark E. MatthewsAlso a broker rep
- Richard A. NelsonAlso a broker rep
- Grant J. NishioChartered Financial Analyst · Also a broker rep
- Steven C. NortheyAlso a broker rep
- Michaela L. O'ConnellAlso a broker rep
- Jack A. OconnorAlso a broker rep
- Gregory V. OlsonAlso a broker rep
- Kurt J. OwenAlso a broker rep
- Bradley L. PrattAlso a broker rep
- Kimberly R. PrintzAlso a broker rep
- Tye J. RickertAlso a broker rep
- John W. RussellAlso a broker rep
- Mark J. RussoAlso a broker rep
- Ryan A. SantosuossoAlso a broker rep
- Jake K. SasakiAlso a broker rep
- Stuart E. SiererAlso a broker rep
- Colin G. SimonAlso a broker rep
- Daniel P. SlatteryAlso a broker rep
- Karen I. SpinkAlso a broker rep
- Owen D. Sweeney Jr.Also a broker rep
- Artemiy V. ThayerAlso a broker rep
- Alexi C. ThijssenAlso a broker rep
- Amanda W. ThormanCertified Financial Planner · Also a broker rep
- Leah M. TribeAlso a broker rep
- James M. TuminelloAlso a broker rep
- Judith L. VandermeidAlso a broker rep
- Scott A. VentozaAlso a broker rep
- Jenna K. VokesAlso a broker rep
- Adam E. WaltersAlso a broker rep
- Brad M. WeinerAlso a broker rep
- Geoffrey E. WilwerdingAlso a broker rep
- Braden A. YoungAlso a broker rep
- Dale E. E. Young IIIAlso a broker rep
- Kendal YoungAlso a broker rep
- Kevin P. YoungAlso a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 1,025Weehawken, NJ 623San Francisco, CA 217Cincinnati, OH 203Houston, TX 202Chicago, IL 192Boston, MA 187Charlotte, NC 152Los Angeles, CA 149Atlanta, GA 148Dallas, TX 145Miami, FL 139Coral Gables, FL 134Denver, CO 131San Diego, CA 127
Other firms in Seattle
All Seattle advisors →Morgan Stanley 144Merrill Lynch, Pierce, Fenner & Smith Incorporated 123Wells Fargo Clearing Services, LLC 113Brighton Jones LLC 104J.P. Morgan Securities LLC 95LPL Financial LLC 74RBC Capital Markets, LLC 64Edward Jones 61Robert W. Baird & Co. Incorporated 58D.A. Davidson & Co. 51Strategic Advisers LLC 51Freestone Capital Management, LLC 48
Questions
How many financial advisors does UBS Financial Services Inc. have in Seattle?
74 investment adviser representatives are registered at UBS Financial Services Inc. offices in Seattle, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 9,018 nationwide. 1 list the CFP designation and 74 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Seattle?
UBS Financial Services Inc. ranks number 7 in Seattle by registered advisors; Morgan Stanley has the most, with 144.
How do I check a UBS Financial Services Inc. advisor in Seattle?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.