Adviser and broker representative · UBS Financial Services Inc.
Dale E. E. Young III
CRD 2420937 · Seattle, WA
At a glance
Dale E. E. Young III is an investment adviser representative with UBS Financial Services Inc. in Seattle, WA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dale E.’s SEC record dates to 1997, about 29 years ago. Dale E. is also registered as a broker representative.
Current advisory firm
- UBS Financial Services Inc.Since May 1997Seattle, WA · $916B in regulatory assets
SEC adviser record
- Registered since
- 1997 (29 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Dale’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at UBS Financial Services Inc.
- Douglas S. AdamsSeattle
- Jenaige Carlina C. AlvisSeattle
- Ella M. ApalisokSeattle
- Nicola C. BarberSeattle
- Mark W. BroughtonSeattle · Chartered Financial Analyst
- Elizabeth A. CalluraSeattle
- Janna D. CassidySeattle
- September CifraSeattle
Every advisor at UBS Financial Services Inc. →UBS Financial Services Inc.: assets, clients and custodians →UBS news, moves and payouts →Financial advisors in Seattle, WA →Every UBS Financial Services Inc. advisor in Seattle →Advisor Moves: who changed firms this week →