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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Seattle, WA

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Seattle, A to Z.

The short answer

123 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Seattle, out of 22,882 at the firm nationwide; it ranks number 2 in the city by advisors. 1 list the CFP designation and 123 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Seattle, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175

Other firms in Seattle

All Seattle advisors →

Morgan Stanley 144Wells Fargo Clearing Services, LLC 113Brighton Jones LLC 104J.P. Morgan Securities LLC 95LPL Financial LLC 74UBS Financial Services Inc. 74RBC Capital Markets, LLC 64Edward Jones 61Robert W. Baird & Co. Incorporated 58D.A. Davidson & Co. 51Strategic Advisers LLC 51Freestone Capital Management, LLC 48

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Seattle?

123 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Seattle, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 1 list the CFP designation and 123 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Seattle?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 2 in Seattle by registered advisors; Morgan Stanley has the most, with 144.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Seattle?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.