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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Tulsa, OK

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Tulsa, A to Z.

The short answer

15 registered advisors work at UBS Financial Services Inc. in Tulsa, out of 8,475 at the firm nationwide; it ranks number 13 in the city by advisors. 1 list the CFP designation and 15 are also registered broker representatives.

UBS Financial Services Inc. advisors in Tulsa, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115

Other firms in Tulsa

All Tulsa advisors →

Morgan Stanley 67Merrill Lynch, Pierce, Fenner & Smith Incorporated 52Bok Financial Securities, Inc. 46Edward Jones 41LPL Financial LLC 38Arvest Wealth Management 28Cavanal Hill Investment Management, Inc. 25Cetera Investment Advisers LLC 25State Farm Investment Management Corp. 23Mariner 22Osaic Wealth, Inc. 20Corient 15

Questions

How many financial advisors does UBS Financial Services Inc. have in Tulsa?

15 investment adviser representatives are registered at UBS Financial Services Inc. offices in Tulsa, Oklahoma, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 1 list the CFP designation and 15 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Tulsa?

UBS Financial Services Inc. ranks number 13 in Tulsa by registered advisors; Morgan Stanley has the most, with 67.

How do I check a UBS Financial Services Inc. advisor in Tulsa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.