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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in New Orleans, LA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in New Orleans, A to Z.

The short answer

16 registered advisors work at UBS Financial Services Inc. in New Orleans, out of 8,476 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 16 are also registered broker representatives.

UBS Financial Services Inc. advisors in New Orleans, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in New Orleans

All New Orleans advisors →

Newedge Advisors 209Morgan Stanley 79J.P. Morgan Securities LLC 37Merrill Lynch, Pierce, Fenner & Smith Incorporated 30Cetera Investment Advisers LLC 20Ameriprise Financial Services, LLC 17Raymond James & Associates, Inc. 17Edward Jones 13LPL Financial LLC 11Osaic Wealth, Inc. 11Stokes Family Office LLC 11Eagle Strategies LLC 7

Questions

How many financial advisors does UBS Financial Services Inc. have in New Orleans?

16 investment adviser representatives are registered at UBS Financial Services Inc. offices in New Orleans, Louisiana, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 16 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in New Orleans?

UBS Financial Services Inc. ranks number 8 in New Orleans by registered advisors; Newedge Advisors has the most, with 209.

How do I check a UBS Financial Services Inc. advisor in New Orleans?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.