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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Oklahoma City, OK

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Oklahoma City, A to Z.

The short answer

15 registered advisors work at UBS Financial Services Inc. in Oklahoma City, out of 8,476 at the firm nationwide; it ranks number 11 in the city by advisors. 1 list the CFP designation and 15 are also registered broker representatives.

UBS Financial Services Inc. advisors in Oklahoma City, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Oklahoma City

All Oklahoma City advisors →

Morgan Stanley 43Merrill Lynch, Pierce, Fenner & Smith Incorporated 32Bok Financial Securities, Inc. 30Osaic Wealth, Inc. 26LPL Financial LLC 25MML Investors Services, LLC 24Edward Jones 23Raymond James & Associates, Inc. 17Wells Fargo Clearing Services, LLC 17Cetera Investment Advisers LLC 15Plan Group Financial, Inc. 14Equitable Advisors, LLC 13

Questions

How many financial advisors does UBS Financial Services Inc. have in Oklahoma City?

15 investment adviser representatives are registered at UBS Financial Services Inc. offices in Oklahoma City, Oklahoma, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 1 list the CFP designation and 15 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Oklahoma City?

UBS Financial Services Inc. ranks number 11 in Oklahoma City by registered advisors; Morgan Stanley has the most, with 43.

How do I check a UBS Financial Services Inc. advisor in Oklahoma City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.