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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lummi Island, WA

Every SEC-registered investment adviser representative at a firm office in Lummi Island, with the firms that employ the most of them.

The short answer

1 registered advisors work in Lummi Island; the most are at UBS Financial Services Inc. (1). 0 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Lummi Island

FirmAdvisors in Lummi Island
UBS Financial Services Inc. news1

Advisors in Lummi Island, A to Z

Search all of Washington →

Other cities in Washington

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Seattle 1,964Bellevue 1,401Spokane 514Vancouver 494Camas 300Tacoma 288Kirkland 276Bellingham 198Mercer Island 157Gig Harbor 136Kennewick 123Redmond 111Edmonds 104Everett 104Lynnwood 103Yakima 103Olympia 101Renton 99Issaquah 93Federal Way 89Silverdale 80Bothell 73Spokane Valley 67Wenatchee 66

Questions

How many financial advisors are in Lummi Island, WA?

1 investment adviser representatives are registered at firm offices in Lummi Island, Washington, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Lummi Island?

UBS Financial Services Inc., with 1 registered advisors in Lummi Island.

How do I check a financial advisor in Lummi Island?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.