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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in California

Every SEC-registered investment adviser representative at a LPL Financial LLC office in California, by city and A to Z.

The short answer

2,939 registered advisors work at LPL Financial LLC in California, out of 21,098 nationwide; it's the firm's number 1 state by advisors, and the most are in San Diego (742). 480 list the CFP designation and 2,858 are also registered broker representatives.

LPL Financial LLC advisors by city in California

Every firm in California →

San Diego 742Fresno 80Newport Beach 64Irvine 61Westlake Village 55Pasadena 49San Jose 48Los Angeles 45Sacramento 43Carlsbad 36Santa Rosa 36San Francisco 35Torrance 32Huntington Beach 30Walnut Creek 30Long Beach 28Roseville 28Orange 27San Mateo 27Danville 26La Jolla 25Santa Ana 25Anaheim 24Glendale 23Napa 22Woodland Hills 21Redding 20Campbell 19Chico 19Riverside 19Fremont 17La Mesa 17Redlands 17San Clemente 17Sherman Oaks 17Temecula 17Valencia 17Folsom 16San Ramon 16Ventura 16Manhattan Beach 15Novato 15San Luis Obispo 15Brea 13Encinitas 13Encino 13Modesto 13Stockton 13Bakersfield 12El Segundo 12Mission Viejo 12Seal Beach 12Costa Mesa 11Burbank 10Laguna Niguel 10Santa Barbara 10Thousand Oaks 10Whittier 10Concord 9El Cajon 9Los Alamitos 9Merced 9Oxnard 9Rancho Cucamonga 9San Rafael 9Vacaville 9Camarillo 8Claremont 8El Dorado Hills 8Foster City 8Fullerton 8Petaluma 8Santa Monica 8Stevenson Ranch 8Tustin 8Granite Bay 7Monterey 7Rohnert Park 7Cerritos 6Chino 6Citrus Heights 6Dana Point 6Dixon 6Fountain Valley 6La Quinta 6Lodi 6San Juan Capistrano 6San Marcos 6Santa Clarita 6Upland 6Visalia 6West Covina 6Agoura Hills 5Alamo 5Beverly Hills 5Burlingame 5Calabasas 5Clovis 5Corona 5Coronado 5Cupertino 5Del Mar 5Diamond Bar 5Elk Grove 5Fair Oaks 5Kingsburg 5Lake Forest 5Lancaster 5Northridge 5Oakland 5Oceanside 5Ontario 5Rancho Cordova 5Rancho Palos Verdes 5San Pedro 5Sunnyvale 5Aliso Viejo 4Capitola 4Downey 4Escondido 4Fallbrook 4Gardena 4Half Moon Bay 4Indian Wells 4Larkspur 4Mill Valley 4North Hollywood 4Palm Desert 4Palo Alto 4Paso Robles 4Poway 4Redwood City 4Rocklin 4San Carlos 4San Dimas 4Santa Cruz 4Santa Maria 4Ukiah 4Yuba City 4Antioch 3Arcadia 3Auburn 3Brawley 3Brentwood 3Cameron Park 3Castro Valley 3Chula Vista 3Covina 3Culver City 3Cypress 3Davis 3Dublin 3Fairfield 3Fontana 3Garden Grove 3Hayward 3Hemet 3Indio 3Laguna Beach 3Laguna Hills 3Lakewood 3Los Gatos 3Marina 3Monrovia 3Murrieta 3North Highlands 3Palm Springs 3Palmdale 3Pismo Beach 3Pleasanton 3Simi Valley 3Studio City 3Turlock 3Vallejo 3Alpine 2Apple Valley 2Arcata 2Atascadero 2Big Bear Lake 2Canyon Lake 2Carmel 2Carmel Valley 2Chino Hills 2Cool 2Crestline 2Daly City 2Emeryville 2Gilroy 2Granada Hills 2Grass Valley 2Hermosa Beach 2

LPL Financial LLC advisors in California, A to Z (first 500 of 2,939)

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LPL Financial LLC advisors in every state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →Advisor Moves: who changed firms this week →

LPL Financial LLC in other states

New York 1,251Texas 1,231Florida 1,125Pennsylvania 982Illinois 895Michigan 806New Jersey 744Ohio 655South Carolina 651Wisconsin 559Washington 551North Carolina 531Minnesota 525Colorado 518Massachusetts 512Tennessee 456Arizona 437Missouri 401Virginia 397Maryland 394Connecticut 358Indiana 354Georgia 351Oregon 306Kansas 279Iowa 274Louisiana 250Utah 230Nebraska 188Alabama 176Nevada 172Kentucky 151Idaho 149New Hampshire 133Oklahoma 133Hawaii 117Montana 108Mississippi 106Arkansas 104North Dakota 88Maine 86South Dakota 65New Mexico 62Vermont 59Delaware 57Rhode Island 56Wyoming 54West Virginia 38Alaska 25District of Columbia 9

Questions

How many LPL Financial LLC financial advisors are in California?

2,939 investment adviser representatives are registered at LPL Financial LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 at the firm nationwide. 480 list the CFP designation and 2,858 are also registered as broker representatives.

Where in California does LPL Financial LLC have the most advisors?

San Diego, with 742, then Fresno (80). LPL Financial LLC has advisors in 191 cities in California.

How do I check a LPL Financial LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.