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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Vermont

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Vermont, by city and A to Z.

The short answer

57 registered advisors work at LPL Financial LLC in Vermont, out of 21,098 nationwide; it's the firm's number 45 state by advisors, and the most are in South Burlington (13). 13 list the CFP designation and 55 are also registered broker representatives.

LPL Financial LLC advisors by city in Vermont

Every firm in Vermont →

South Burlington 13Williston 8Barre 5Burlington 5Saint Johnsbury 5Norwich 3Rutland 3Colchester 2

LPL Financial LLC advisors in Vermont, A to Z

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LPL Financial LLC in other states

California 2,935New York 1,251Texas 1,231Florida 1,125Pennsylvania 982Illinois 895Michigan 806New Jersey 744Ohio 655South Carolina 651Wisconsin 559Washington 551North Carolina 531Minnesota 525Colorado 518Massachusetts 512Tennessee 456Arizona 437Missouri 401Virginia 397Maryland 394Connecticut 358Indiana 354Georgia 351Oregon 306Kansas 279Iowa 274Louisiana 250Utah 230Nebraska 188Alabama 176Nevada 172Kentucky 151Idaho 149New Hampshire 133Oklahoma 133Hawaii 117Montana 108Mississippi 106Arkansas 104North Dakota 88Maine 86South Dakota 65New Mexico 62Delaware 57Rhode Island 56Wyoming 54West Virginia 38Alaska 25District of Columbia 9

Questions

How many LPL Financial LLC financial advisors are in Vermont?

57 investment adviser representatives are registered at LPL Financial LLC offices in Vermont, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 at the firm nationwide. 13 list the CFP designation and 55 are also registered as broker representatives.

Where in Vermont does LPL Financial LLC have the most advisors?

South Burlington, with 13, then Williston (8). LPL Financial LLC has advisors in 8 cities in Vermont.

How do I check a LPL Financial LLC advisor in Vermont?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.