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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in North Carolina

Every SEC-registered investment adviser representative at a LPL Financial LLC office in North Carolina, by city and A to Z.

The short answer

533 registered advisors work at LPL Financial LLC in North Carolina, out of 21,098 nationwide; it's the firm's number 13 state by advisors, and the most are in Charlotte (107). 105 list the CFP designation and 529 are also registered broker representatives.

LPL Financial LLC advisors by city in North Carolina

Every firm in North Carolina →

Charlotte 107Raleigh 65Greensboro 42Winston Salem 31Hickory 13Chapel Hill 12Burlington 10Mooresville 10Asheville 9Wilmington 9Cary 8Waxhaw 8Winston-Salem 8Davidson 7Durham 7Huntersville 7Clemmons 6Concord 6Southport 6Brevard 5Cornelius 5Lenoir 5Southern Pines 5Wake Forest 5Clayton 4Fayetteville 4Gastonia 4Morganton 4Salisbury 4Tryon 4Asheboro 3Cramerton 3High Point 3Kitty Hawk 3Mint Hill 3Morehead City 3Smithfield 3Statesville 3Apex 2Belmont 2Denver 2Elizabeth City 2Fletcher 2Franklinton 2Granite Quarry 2Greenville 2Hendersonville 2Holly Springs 2Kannapolis 2

LPL Financial LLC advisors in North Carolina, A to Z (first 500 of 533)

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LPL Financial LLC in other states

California 2,935New York 1,251Texas 1,231Florida 1,125Pennsylvania 982Illinois 895Michigan 806New Jersey 744Ohio 655South Carolina 651Wisconsin 559Washington 551Minnesota 525Colorado 518Massachusetts 512Tennessee 456Arizona 437Missouri 401Virginia 397Maryland 394Connecticut 358Indiana 354Georgia 351Oregon 306Kansas 279Iowa 274Louisiana 250Utah 230Nebraska 188Alabama 176Nevada 172Kentucky 151Idaho 149New Hampshire 133Oklahoma 133Hawaii 117Montana 108Mississippi 106Arkansas 104North Dakota 88Maine 86South Dakota 65New Mexico 62Vermont 59Delaware 57Rhode Island 56Wyoming 54West Virginia 38Alaska 25District of Columbia 9

Questions

How many LPL Financial LLC financial advisors are in North Carolina?

533 investment adviser representatives are registered at LPL Financial LLC offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 at the firm nationwide. 105 list the CFP designation and 529 are also registered as broker representatives.

Where in North Carolina does LPL Financial LLC have the most advisors?

Charlotte, with 107, then Raleigh (65). LPL Financial LLC has advisors in 49 cities in North Carolina.

How do I check a LPL Financial LLC advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.