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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Rhode Island

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Rhode Island, by city and A to Z.

The short answer

56 registered advisors work at LPL Financial LLC in Rhode Island, out of 21,098 nationwide; it's the firm's number 47 state by advisors, and the most are in West Warwick (8). 3 list the CFP designation and 56 are also registered broker representatives.

LPL Financial LLC advisors by city in Rhode Island

Every firm in Rhode Island →

West Warwick 8Cranston 7Providence 6Wakefield 6Middletown 4Warwick 3Barrington 2Coventry 2

LPL Financial LLC advisors in Rhode Island, A to Z

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LPL Financial LLC in other states

California 2,935New York 1,251Texas 1,231Florida 1,125Pennsylvania 982Illinois 895Michigan 806New Jersey 744Ohio 655South Carolina 651Wisconsin 559Washington 551North Carolina 531Minnesota 525Colorado 518Massachusetts 512Tennessee 456Arizona 437Missouri 401Virginia 397Maryland 394Connecticut 358Indiana 354Georgia 351Oregon 306Kansas 279Iowa 274Louisiana 250Utah 230Nebraska 188Alabama 176Nevada 172Kentucky 151Idaho 149New Hampshire 133Oklahoma 133Hawaii 117Montana 108Mississippi 106Arkansas 104North Dakota 88Maine 86South Dakota 65New Mexico 62Vermont 59Delaware 57Wyoming 54West Virginia 38Alaska 25District of Columbia 9

Questions

How many LPL Financial LLC financial advisors are in Rhode Island?

56 investment adviser representatives are registered at LPL Financial LLC offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 at the firm nationwide. 3 list the CFP designation and 56 are also registered as broker representatives.

Where in Rhode Island does LPL Financial LLC have the most advisors?

West Warwick, with 8, then Cranston (7). LPL Financial LLC has advisors in 8 cities in Rhode Island.

How do I check a LPL Financial LLC advisor in Rhode Island?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.