Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Connecticut

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Connecticut, by city and A to Z.

The short answer

358 registered advisors work at LPL Financial LLC in Connecticut, out of 21,098 nationwide; it's the firm's number 22 state by advisors, and the most are in Glastonbury (29). 49 list the CFP designation and 351 are also registered broker representatives.

LPL Financial LLC advisors by city in Connecticut

Every firm in Connecticut →

Glastonbury 29Farmington 18West Hartford 17Branford 12North Haven 12Guilford 11Hamden 11Milford 11Westport 11Southbury 10Stamford 9Madison 8Wallingford 8Shelton 7Norwalk 6South Windsor 6Waterbury 6Avon 5Ansonia 4Bridgeport 4Cheshire 4Danbury 4Fairfield 4Middlebury 4Mystic 4Sherman 4Southington 4Stratford 4Trumbull 4Weatogue 4Wethersfield 4Bristol 3Brookfield 3Darien 3Enfield 3Monroe 3New Haven 3Newington 3Uncasville 3Waterford 3Berlin 2Chester 2Clinton 2East Hartford 2Ellington 2Granby 2Greenwich 2Hebron 2

LPL Financial LLC advisors in Connecticut, A to Z

Search by name →

LPL Financial LLC advisors in every state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →Advisor Moves: who changed firms this week →

LPL Financial LLC in other states

California 2,935New York 1,251Texas 1,231Florida 1,125Pennsylvania 982Illinois 895Michigan 806New Jersey 744Ohio 655South Carolina 651Wisconsin 559Washington 551North Carolina 531Minnesota 525Colorado 518Massachusetts 512Tennessee 456Arizona 437Missouri 401Virginia 397Maryland 394Indiana 354Georgia 351Oregon 306Kansas 279Iowa 274Louisiana 250Utah 230Nebraska 188Alabama 176Nevada 172Kentucky 151Idaho 149New Hampshire 133Oklahoma 133Hawaii 117Montana 108Mississippi 106Arkansas 104North Dakota 88Maine 86South Dakota 65New Mexico 62Vermont 59Delaware 57Rhode Island 56Wyoming 54West Virginia 38Alaska 25District of Columbia 9

Questions

How many LPL Financial LLC financial advisors are in Connecticut?

358 investment adviser representatives are registered at LPL Financial LLC offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 at the firm nationwide. 49 list the CFP designation and 351 are also registered as broker representatives.

Where in Connecticut does LPL Financial LLC have the most advisors?

Glastonbury, with 29, then Farmington (18). LPL Financial LLC has advisors in 48 cities in Connecticut.

How do I check a LPL Financial LLC advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.