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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Kentucky

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Kentucky, by city and A to Z.

The short answer

148 registered advisors work at LPL Financial LLC in Kentucky, out of 21,098 nationwide; it's the firm's number 33 state by advisors, and the most are in Louisville (44). 24 list the CFP designation and 147 are also registered broker representatives.

LPL Financial LLC advisors by city in Kentucky

Every firm in Kentucky →

Louisville 44Lexington 37Bowling Green 4Covington 4Henderson 4Lawrenceburg 4Somerset 4Crestview Hills 3Paducah 3Richmond 3Shelbyville 3Danville 2Fort Thomas 2Ft Wright 2Independence 2

LPL Financial LLC advisors in Kentucky, A to Z

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LPL Financial LLC advisors in every state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →Advisor Moves: who changed firms this week →

LPL Financial LLC in other states

California 2,935New York 1,251Texas 1,231Florida 1,125Pennsylvania 982Illinois 895Michigan 806New Jersey 744Ohio 655South Carolina 651Wisconsin 559Washington 551North Carolina 531Minnesota 525Colorado 518Massachusetts 512Tennessee 456Arizona 437Missouri 401Virginia 397Maryland 394Connecticut 358Indiana 354Georgia 351Oregon 306Kansas 279Iowa 274Louisiana 250Utah 230Nebraska 188Alabama 176Nevada 172Idaho 149New Hampshire 133Oklahoma 133Hawaii 117Montana 108Mississippi 106Arkansas 104North Dakota 88Maine 86South Dakota 65New Mexico 62Vermont 59Delaware 57Rhode Island 56Wyoming 54West Virginia 38Alaska 25District of Columbia 9

Questions

How many LPL Financial LLC financial advisors are in Kentucky?

148 investment adviser representatives are registered at LPL Financial LLC offices in Kentucky, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 at the firm nationwide. 24 list the CFP designation and 147 are also registered as broker representatives.

Where in Kentucky does LPL Financial LLC have the most advisors?

Louisville, with 44, then Lexington (37). LPL Financial LLC has advisors in 15 cities in Kentucky.

How do I check a LPL Financial LLC advisor in Kentucky?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.