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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Arizona

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Arizona, by city and A to Z.

The short answer

440 registered advisors work at LPL Financial LLC in Arizona, out of 21,098 nationwide; it's the firm's number 18 state by advisors, and the most are in Scottsdale (109). 55 list the CFP designation and 437 are also registered broker representatives.

LPL Financial LLC advisors by city in Arizona

Every firm in Arizona →

Scottsdale 109Phoenix 58Tempe 55Tucson 42Chandler 23Mesa 21Peoria 21Prescott 16Gilbert 14Glendale 10Oro Valley 10Queen Creek 10Goodyear 5Buckeye 3Flagstaff 3Lake Havasu City 3Anthem 2Apache Junction 2Carefree 2Cave Creek 2Green Valley 2

LPL Financial LLC advisors in Arizona, A to Z

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LPL Financial LLC advisors in every state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →Advisor Moves: who changed firms this week →

LPL Financial LLC in other states

California 2,935New York 1,251Texas 1,231Florida 1,125Pennsylvania 982Illinois 895Michigan 806New Jersey 744Ohio 655South Carolina 651Wisconsin 559Washington 551North Carolina 531Minnesota 525Colorado 518Massachusetts 512Tennessee 456Missouri 401Virginia 397Maryland 394Connecticut 358Indiana 354Georgia 351Oregon 306Kansas 279Iowa 274Louisiana 250Utah 230Nebraska 188Alabama 176Nevada 172Kentucky 151Idaho 149New Hampshire 133Oklahoma 133Hawaii 117Montana 108Mississippi 106Arkansas 104North Dakota 88Maine 86South Dakota 65New Mexico 62Vermont 59Delaware 57Rhode Island 56Wyoming 54West Virginia 38Alaska 25District of Columbia 9

Questions

How many LPL Financial LLC financial advisors are in Arizona?

440 investment adviser representatives are registered at LPL Financial LLC offices in Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 at the firm nationwide. 55 list the CFP designation and 437 are also registered as broker representatives.

Where in Arizona does LPL Financial LLC have the most advisors?

Scottsdale, with 109, then Phoenix (58). LPL Financial LLC has advisors in 21 cities in Arizona.

How do I check a LPL Financial LLC advisor in Arizona?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.