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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in New York

Every SEC-registered investment adviser representative at a LPL Financial LLC office in New York, by city and A to Z.

The short answer

1,237 registered advisors work at LPL Financial LLC in New York, out of 21,098 nationwide; it's the firm's number 2 state by advisors, and the most are in Rochester (64). 174 list the CFP designation and 1,222 are also registered broker representatives.

LPL Financial LLC advisors by city in New York

Every firm in New York →

Rochester 64Albany 58Melville 54New York 45Latham 44Syracuse 42Williamsville 39Buffalo 35Pittsford 26Staten Island 25Fairport 19Brooklyn 18Liverpool 17Tarrytown 17Jericho 16Poughkeepsie 15Binghamton 14East Syracuse 14Niagara Falls 13Clifton Park 12Hauppauge 11Orchard Park 10Saratoga Springs 10Wappingers Falls 10Kingston 9White Plains 9Hamburg 8Purchase 8Ballston Lake 7Garden City 7Massapequa 7New City 7West Seneca 7Amherst 6Elmira 6Endicott 6Huntington 6New Rochelle 6Penn Yan 6Rye Brook 6Schenectady 6Smithtown 6Westbury 6Batavia 5Beacon 5Camillus 5Cedarhurst 5Clinton 5Fishkill 5Glens Falls 5Hawthorne 5Ithaca 5Lockport 5Long Beach 5Owego 5Penfield 5Port Jefferson 5Queensbury 5Rhinebeck 5Webster 5Woodbury 5Yonkers 5Bethpage 4East Rochester 4Elmsford 4Hopewell Junction 4Hornell 4Lindenhurst 4Manhasset 4Manlius 4New Paltz 4Norwich 4Plattsburgh 4Rye 4Vestal 4Westhampton Beach 4Amsterdam 3Babylon 3Brighton 3Bronx 3Cortland 3East Setauket 3Ellenville 3Flushing 3Franklin Square 3Howard Beach 3Lake Katrine 3Mineola 3Port Washington 3Riverhead 3Ronkonkoma 3Sayville 3Sea Cliff 3Seaford 3Somers 3Troy 3Utica 3Wantagh 3Watertown 3West Brentwood 3Astoria 2Baldwinsville 2Bohemia 2Brewster 2Brockport 2Canandaigua 2Carmel 2Cicero 2Cohoes 2Commack 2Corning 2Delmar 2Dewitt 2Dunkirk 2East Amherst 2East Islip 2East Northport 2Elma 2Farmingville 2Fayetteville 2Floral Park 2Forest Hills 2Fredonia 2Getzville 2Goshen 2Great Neck 2Hempstead 2Herkimer 2Hewlett 2Hicksville 2Hudson 2Huntington Station 2Hyde Park 2Johnson City 2

LPL Financial LLC advisors in New York, A to Z (first 500 of 1,237)

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LPL Financial LLC advisors in every state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →Advisor Moves: who changed firms this week →

LPL Financial LLC in other states

California 2,935Texas 1,231Florida 1,125Pennsylvania 982Illinois 895Michigan 806New Jersey 744Ohio 655South Carolina 651Wisconsin 559Washington 551North Carolina 531Minnesota 525Colorado 518Massachusetts 512Tennessee 456Arizona 437Missouri 401Virginia 397Maryland 394Connecticut 358Indiana 354Georgia 351Oregon 306Kansas 279Iowa 274Louisiana 250Utah 230Nebraska 188Alabama 176Nevada 172Kentucky 151Idaho 149New Hampshire 133Oklahoma 133Hawaii 117Montana 108Mississippi 106Arkansas 104North Dakota 88Maine 86South Dakota 65New Mexico 62Vermont 59Delaware 57Rhode Island 56Wyoming 54West Virginia 38Alaska 25District of Columbia 9

Questions

How many LPL Financial LLC financial advisors are in New York?

1,237 investment adviser representatives are registered at LPL Financial LLC offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 at the firm nationwide. 174 list the CFP designation and 1,222 are also registered as broker representatives.

Where in New York does LPL Financial LLC have the most advisors?

Rochester, with 64, then Albany (58). LPL Financial LLC has advisors in 134 cities in New York.

How do I check a LPL Financial LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.