Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Lake Katrine, NY
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Lake Katrine, A to Z.
The short answer
4 registered advisors work at LPL Financial LLC in Lake Katrine, out of 21,098 at the firm nationwide; it ranks number 1 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.
LPL Financial LLC advisors in Lake Katrine, A to Z
Every LPL Financial LLC advisor →- Scott D. Banker Jr.Also a broker rep
- Ojas V. SardesaiAlso a broker rep
- Daniel F. TorontoAlso a broker rep
- Adam ZeligerAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67
Questions
How many financial advisors does LPL Financial LLC have in Lake Katrine?
4 investment adviser representatives are registered at LPL Financial LLC offices in Lake Katrine, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Lake Katrine?
LPL Financial LLC ranks number 1 in Lake Katrine by registered advisors, ahead of every other firm.
How do I check a LPL Financial LLC advisor in Lake Katrine?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.