Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Tarrytown, NY
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Tarrytown, A to Z.
The short answer
17 registered advisors work at LPL Financial LLC in Tarrytown, out of 21,094 at the firm nationwide; it ranks number 2 in the city by advisors. 2 list the CFP designation and 17 are also registered broker representatives.
LPL Financial LLC advisors in Tarrytown, A to Z
Every LPL Financial LLC advisor →- William A. AltneuAlso a broker rep
- John BlanosCertified Financial Planner · Also a broker rep
- Joseph E. CohenAlso a broker rep
- Joshua L. FeldmanAlso a broker rep
- Robert H. FreireichAlso a broker rep
- Christopher P. JordanAlso a broker rep
- William JordanAlso a broker rep
- Douglas A. LipmanAlso a broker rep
- Khary A. MillerAlso a broker rep
- Ronald J. Pompei Jr.Certified Financial Planner · Also a broker rep
- Gregory H. RaueAlso a broker rep
- Robert D. RolandAlso a broker rep
- Steven M. SamoriAlso a broker rep
- Leonard M. SanderAlso a broker rep
- Michael L. SanderAlso a broker rep
- Carla E. WilliamsAlso a broker rep
- Jerome C. WilliamsAlso a broker rep
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LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Tarrytown
All Tarrytown advisors →Citizens Private Wealth 46MML Investors Services, LLC 15Onyx Bridge Wealth Group LLC 13Cetera Investment Advisers LLC 12Citizens Securities, Inc. 9Commonwealth Financial Network 9Fifth Third Wealth Advisors LLC 4Park Avenue Securities LLC 4J.P. Morgan Securities LLC 3Osaic Wealth, Inc. 3
Questions
How many financial advisors does LPL Financial LLC have in Tarrytown?
17 investment adviser representatives are registered at LPL Financial LLC offices in Tarrytown, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 17 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Tarrytown?
LPL Financial LLC ranks number 2 in Tarrytown by registered advisors; Citizens Private Wealth has the most, with 46.
How do I check a LPL Financial LLC advisor in Tarrytown?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.