Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Texas
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Texas, by city and A to Z.
The short answer
1,231 registered advisors work at LPL Financial LLC in Texas, out of 21,098 nationwide; it's the firm's number 3 state by advisors, and the most are in Houston (128). 181 list the CFP designation and 1,212 are also registered broker representatives.
LPL Financial LLC advisors by city in Texas
Every firm in Texas →Houston 128Austin 117San Antonio 75Dallas 73Fort Worth 45Plano 29Tyler 26El Paso 24McAllen 24McKinney 21Sugar Land 20Frisco 19Lubbock 19Arlington 17Corpus Christi 16Longview 15New Braunfels 15The Woodlands 15Victoria 15Allen 13Amarillo 13Spring 13Kingwood 12Katy 10Mansfield 10San Angelo 9Beaumont 8Burleson 8Conroe 8Flower Mound 8Southlake 8Abilene 7Celina 7Edinburg 7Hurst 7League City 7Prosper 7Richardson 7Sherman 7Denton 6Fredericksburg 6Friendswood 6Killeen 6Lakeway 6Waco 6Wichita Falls 6Athens 5Colleyville 5Garland 5Granbury 5Irving 5Lake Jackson 5Marshall 5Round Rock 5Tomball 5Argyle 4Bedford 4Bryan 4Ft Worth 4Ft. Worth 4Grapevine 4Humble 4Midland 4Richmond 4Roanoke 4Wylie 4Bastrop 3Baytown 3Brenham 3Carrollton 3Cedar Park 3Cleburne 3College Station 3Commerce 3Corsicana 3Dickinson 3Harlingen 3Highland Village 3League 3Missouri City 3Murphy 3Pearland 3Addison 2Boerne 2Brazoria 2Brownsville 2Canyon 2Corinth 2Dripping Springs 2Duncanville 2Fulshear 2Granite Shoals 2Hereford 2Horseshoe Bay 2Jacksboro 2
LPL Financial LLC advisors in Texas, A to Z (first 500 of 1,231)
Search by name →- Hunter R. AbbeWaco
- Richard D. AbbeWaco
- Joe M. AbbottWest Bastrop
- Dima AboshadyAustin
- Sydney L. AbrahamPlano
- Carolyn J. AbshierSan Antonio
- Manly AckerKaty
- James T. Adcock Jr.Carrolton
- Dedrick L. AdellLittle Elm · Chartered Financial Consultant
- James M. AghayereArlington
- Gabriella S. AguilarSherman
- Albert V. AguileraCelina
- Jose A. AlanisEl Paso
- John Michael R. AlbaradoPlano
- Robert G. AlbertsDenton
- Lisa L. AllenMesquite
- Steven R. AllisonHurst
- Eliab F. AlonzoMcAllen
- David A. AltemusHouston
- Helen H. AltemusHouston · Chartered Financial Consultant
- Romel AlvaradoEl Paso
- Jesus M. AlvidrezEl Paso
- Naser M. AlzerCedar Park · Certified Financial Planner
- Marlena E. AndersonBandera
- Jay D. AngottiAmarillo · Certified Financial Planner
- Ekua O. AnyanfulFort Worth · Certified Financial Planner
- Edward K. AoshimaAustin
- Santiago Apodaca IIIColleyville
- Kevin B. ArmesMcKinney · Certified Financial Planner
- John R. Armstrong Jr.Commerce
- Milton W. ArnoldAllen · Certified Financial Planner
- Jeffery C. AtwellBurleson
- Larry B. BaileyAmarillo
- Richard A. BairdIrving
- Jacquelyn M. BakerBoerne
- James A. BakerAustin
- Russell G. Baker Jr.Fort Worth
- Zahra BaldwinAustin
- David M. BallardSan Antonio · Chartered Financial Consultant
- Troy R. BangsSpicewood
- Charles K. BankerdTomball
- Rhonda G. BarclayHouston
- Karla R. BarkerFt Worth
- Robert B. BarlowFlower Mound
- Steven L. BarnesWillis · Certified Financial Planner
- Cynthia G. BarnettKemah · Certified Financial Planner
- James W. BarnettKaty
- Mario B. BaroneMcKinney
- Oscar L. BarrHurst · Certified Financial Planner
- Jaron D. BarringtonGranbury
- Joel BarronDallas
- Leeann BarronCisco
- Brian L. BartlettAnna
- Cody E. BartlettConroe · Certified Financial Planner
- Joseph A. BassettHouston
- April J. BatesAmarillo
- Bradley C. BatesSan Antonio
- Justin W. BatesAmarillo
- Uriel BatistaFort Worth
- Tamara J. BattenLeague
- Matthew J. BaumgartnerMansfield
- Christian B. BeanDallas
- Benjamin R. BeecherSan Antonio · Certified Financial Planner
- Roger D. BehymerLucas
- Roger D. BellPlano
- Carlos R. Benavides Jr.San Antonio
- Cynthia C. BergelHouston
- Peter J. BeronioKilleen
- Peter A. BeronioKilleen
- John R. BerryMineral Wells
- Shyam V. BhaktaHumble
- Joseph D. BiggerstaffAthens
- Thomas BilleaudWaco
- Matthew BinghamNorth Richland Hills
- Jeffrey A. BirkAustin
- Randy G. BlackDallas · Certified Financial Planner
- Dennis L. BlackwellConroe
- Janet A. BlairHouston
- Tara L. BlairFort Worth · Certified Financial Planner
- Judith W. BlaisingDallas
- James K. BlakeTomball
- Jonathan L. BlakelockKingwood · Certified Financial Planner
- Torie E. BlakelockKingwood
- Giovanni S. BlanchetteFort Worth
- Chuck D. BlantonBrock
- Michael S. BlatzerNew Braunfels · Certified Financial Planner
- Brian L. BogueLongview
- Matthew J. BohliKingwood
- Pauletta J. BonnerTyler
- Roger G. BooneArlington
- Gary L. BoothFrisco · Certified Financial Planner
- Lester G. BostwickSpring
- Mary R. BoulDickinson
- Loyd B. BouldinJacksboro
- Mitchell S. BowlesWichita Falls
- Brooks A. BowmanArgyle
- Tyler W. BowmanArgyle
- Lawrence E. Boyd Jr.Longview
- Charles R. BranchWichita Falls
- William S. BranhamFriendswood
- Noemi Bravo RebollarRichardson
- John P. BrayPottsboro
- Jonathan C. BridgesFt. Worth · Certified Financial Planner
- John W. BrimerArlington
- Brandon C. BrinkmanFt Worth
- Jereme D. BriscoSan Antonio
- James E. BroaddusClute
- Cheryl D. BrownAustin
- David L. BrownHouston
- Heather J. BrownLivingston
- Justin BrownProsper
- Sean M. BrownDallas
- Tracy A. BrownAbilene
- William J. BrownArlington
- Joseph A. BrownbackFt. Worth · Certified Financial Planner, Chartered Financial Analyst
- Lance A. BrowningTyler
- Larry G. BrunellFt. Worth
- Baptiste W. Brunner IVHouston
- Gregory BuchaiSugar Land
- Brent M. BuehlerSan Antonio
- Shane BuenoSpring
- David J. BuhrGrapevine · Certified Financial Planner
- Brad M. BurckelTyler
- Hailey BurgeCorpus Christi
- Anthony K. BurgessVictoria
- Kejing L. BurgessVictoria
- Jon B. BurnettAmarillo
- Bradley S. BurnfieldGranbury · Certified Financial Planner, Chartered Financial Consultant
- Albert B. BurnsPlano
- Beau BurrisMarshall
- Bryan W. BurtsfieldOrange
- Daniel R. ButcherAustin
- Andrew S. ButlerJustin
- Lester D. Butler Jr.Friendswood · Chartered Financial Consultant
- Nicholas ByarsArlington
- Tod G. ByrdEmory
- Yvonne M. CabralHouston
- David W. CadeHouston
- Amy L. CalderonSan Antonio
- Karen R. CampbellAustin
- Kim D. CampbellArlington
- Nicolas C. CampbellAustin
- Alan P. CanineCorpus Christi
- Roberto D. CantuSan Antonio
- Justin M. CappadonaMcAllen
- Mary E. CardenasSugar Land
- Jeff C. CarlileLubbock
- Nicholas R. CarneroFrisco
- Thomas G. CarouthersLeague City
- Michael G. CarrollSt Paul
- Greg A. CasamayorHouston
- Jonathan S. CaseboltLubbock · Certified Financial Planner
- Jacob A. CasletonFort Worth
- Ashley W. CaudleMarshall
- Alberto CavazosMcAllen · Chartered Financial Analyst
- Alexandra CavazosSan Antonio
- Jaime A. CavazosEdinburg
- Johnny L. CavazosSan Antonio
- Cindy G. Cavener-SumnerGranbury
- Laura A. CelisEl Paso
- Reece A. CernochGiddings
- Brian A. ChamberlainGrapevine
- London C. ChamberlainAustin
- Wendy Y. ChanHouston · Certified Financial Planner
- Leonardo F. ChangMcAllen · Certified Financial Planner
- Yuhui ChangSan Antonio
- Luis ChavesHouston
- Mark A. ChavezVictoria
- Salvador ChavezEl Paso
- Yixuan ChengSpring
- Rod ChisholmFort Worth · Certified Financial Planner
- Justin ChristmasBaytown · Certified Financial Planner
- James R. ClarkDallas
- Laurie L. ClarkThe Woodlands · Certified Financial Planner
- Maxwell C. ClarkSan Antonio · Certified Financial Planner
- John C. ClasseFrisco · Certified Financial Planner
- Clint B. ClementsHouston
- Rachel L. ClickRound Rock
- Jack A. Cliff Jr.Huntsville
- Patrick J. CliffordTyler
- Patrick J. CloutierMcKinney
- Ryan W. CobbHouston
- Douglas H. CochranDallas · Certified Financial Planner
- Trevor S. CochraneFort Worth
- Abigail A. CoffeeAmarillo
- Kevin L. CoffeyAngleton
- Christopher J. CoffinAustin
- Colin K. CohenWaco
- Lindsey ColeAustin · Certified Financial Planner
- Jessica R. ColstonPlano
- Kelly G. ComptonSan Antonio
- Andrea O. CondonFredericksburg
- Kayla ConnellyManvel
- Michael J. ContiSan Antonio
- David CookMt. Pleasant
- Rose M. CookThe Woodlands
- Jim CooperCorinth
- Trammell H. CooperAustin · Certified Financial Planner
- Andrew S. CopulskyHouston
- Richard L. CorbinAustin
- Christopher CorcoranHouston
- Jared R. CorneliusFrisco
- Charles J. CoronadoDallas
- Paul A. CoroneosDriftwood
- Aracely T. CorpusMcAllen
- Anthony C. CouchBurleson
- Billy J. CoxCresson
- Michael CraseRockport
- James G. CredoMcAllen
- Michael J. CrewsAllen · Certified Financial Planner
- Dane B. CrickAustin
- Jamie K. CrnkovicWeatherford
- Jonathan R. CromerLongview
- Travis S. CrugerCorpus Christi
- Esau Cruz QuirozAustin
- Ilan CuellarHouston · Certified Financial Planner
- Roland Cuellar Jr.Dallas
- Jonathan D. CummingsHurst
- Joseph J. CunneffSugar Land
- James P. CurryMcKinney
- Anne Marie CurtisFort Worth
- Brandon B. CurtisSugar Land
- Jackie K. CurtisLipan
- Patrick F. CusickBrownsville
- Jerry L. Cutaia Jr.Kingwood
- Gregory C. DahmsTyler
- Jeff C. DargatzMcKinney
- Eric E. DavenportDickinson · Chartered Financial Consultant
- Alan H. DavidsonSan Antonio
- Chesley A. DavidsonFlower Mound
- Jacqueline N. DavieHouston
- Thomas L. Davila IISan Antonio
- Bethany N. DavisLake Jackson
- Laiken DavisSherman
- Quinn C. DavisFort Worth
- Tiffani R. DavisDallas
- William R. Davis IIISan Antonio
- Ronald D. Dawson Sr.New Braunfels · Chartered Financial Consultant
- Brandon J. DayDallas · Certified Financial Planner
- Veronica De La RosaMcAllen
- Victor M. De La Rosa IIEl Paso
- Alejandro A. De LeonCorpus Christi
- Scott B. DeanMontgomery
- John M. DeberryHouston
- Thomas G. Decker Jr.Fort Worth · Certified Financial Planner
- Michael D. DegnanThe Woodlands
- Benjamin W. DeistRichmond
- Mark E. DelaneyAustin
- Beau R. DeleeAustin
- Armando J. DeleonCorpus Christi
- Kristi A. DenhamWylie
- Trace R. DennisWylie
- Ryan L. DepaolaFlower Mound
- Rodney J. DerbignyRichmond
- Logan W. DerosierAustin
- Brittney M. DerrickSpringtown
- Rajesh DesaiSugar Land · Certified Financial Planner
- Srinath M. DesilvaCedar Park
- Phillip J. DevereauxTyler
- Richard C. Deyoung Jr.The Woodlands
- Robert G. Diaz-ArrastiaHouston
- Charles K. DickensHouston
- Richard D. DicksonHouston
- Timothy J. DierkesRichardson · Certified Financial Planner
- David A. DireAustin
- Mark S. DirouHouston · Certified Financial Planner
- Brian S. DluzniewskiFriendswood
- Eric R. DluzniewskiFriendswood
- An DoAustin
- Jason S. DodsonLongview
- Melanie C. DohrmanPflugerville · Certified Financial Planner
- Doris A. Dollar-KuretichNew Braunfels
- Lauryn N. DonnellySan Antonio
- Joseph D. DonovanFredericksburg
- James D. DossBenbrook
- Daniel A. DoughtyHouston
- Blaine S. DouglasFriendswood
- Damon S. DozierFredericksburg
- Scott N. DraimeEl Paso
- Rylee S. DriggsSherman
- Kristen R. DruleyAustin
- Michael S. DubenskySan Antonio
- James J. Dubina IIIGarland
- Lee D. DudinskyHouston
- Trina N. Duhon AamsHouston
- Jonathan E. DumasFort Worth · Certified Financial Planner
- Miles DuncanSan Angelo
- Aaron D. DundaFort Worth
- Alexander K. DurhamDallas
- Braden W. DurhamSan Antonio
- Mark K. DurhamDallas
- Aaron D. DyerArlington
- Lisa K. EadySan Angelo · Certified Financial Planner
- Kyle B. EagerFort Worth
- Joseph E. EakinTyler
- Fred B. Easter Jr.Bellaire
- Travis S. EatonAustin
- John R. Edgecomb Jr.Granite Shoals · Certified Financial Planner
- John R. EdgecombGonzales
- Diane M. EdwardsSan Antonio
- Haylee D. EdwardsDallas
- Rosaland V. EdwardsHouston
- Ryan C. EdwardsPlano
- Mollie H. EldridgeTyler
- Justine D. ElieFort Worth
- James R. EllerSan Antonio
- Dean E. ElliottLake Jackson
- Douglas O. ElliottHouston
- Barbara S. EllisCorpus Christi
- Luke EllisAustin
- Russell D. ElmoreHouston
- James A. EnriquezMcAllen · Certified Financial Planner
- Maria A. EriksenArcher City · Certified Financial Planner
- Didine M. ErskineBryan · Certified Financial Planner
- Tandy K. ErvinRichardson
- Glenn G. EscovedoCorpus Christi
- Daniel EspinozaSan Antonio
- David EspinozaSan Antonio
- Gina R. EspinozaSan Antonio
- Elliott L. EvansHouston
- John W. EysterDickinson
- Corey FanningHouston
- James P. FazioKilleen
- Marvin M. FeldmanDouble Oak
- Elliott C. FellHouston
- David R. FergusonNew Braunfels
- Stephen R. FerrellDallas
- Kristopher B. FieldAllen
- Joshua C. FlemingAbilene · Certified Financial Planner
- Esteban L. FloresHouston
- Kay L. FloresSan Antonio
- Samantha D. FloresSan Antonio
- Jason C. FloreyAustin · Certified Financial Planner
- Justin W. FlowersHouston
- William H. FloydDallas
- Sarah E. FogleArlington
- Paul K. Foley Jr.San Antonio · Certified Financial Planner
- Corey J. FordSan Antonio
- Harvey L. Ford IIIAustin
- Matthew J. FordPlano
- Brandon L. ForemanNew Braunfels
- Kevin A. ForemanNew Braunfels
- Tyler R. ForemanNew Braunfels
- David ForsythHouston
- James W. Forsyth Jr.Houston
- Lawrence A. Foster IIDallas
- Larry Fousie IICarrollton
- Daniel M. FowlerPampa
- Rodney C. FowlerCleburne
- William F. FoxAustin · Chartered Financial Consultant
- William H. FoxIrving
- Patrick J. FoyMont Belvieu · Certified Financial Planner
- Kelly L. FrancisEnnis · Chartered Financial Consultant
- Melanie FrankAustin
- Robert J. FranklinSpring · Certified Financial Planner
- Andrew L. FraserLakeway
- Garrett FrazierSpring
- Brantley FreemanMansfield
- Jason G. FreemanMansfield
- Karen FreemanMansfield
- Acie R. FrenchHouston
- Grace M. FreundAustin
- Elena M. FriebergSan Antonio
- Raymond C. FriersonHouston
- Jaime GalvanDallas · Certified Financial Planner
- Matthew J. GalvanDallas
- Thomas GamezHurst · Certified Financial Planner
- Tamra S. Gann-CurryHouston
- Justin N. GardinerHouston
- Michael G. GardinerCanadian · Certified Financial Planner
- Kyle J. GardnerFrisco
- Janet L. GarnerLeague City
- Michael R. GarnerAustin
- Rebecca GarnerFort Worth
- Wesley J. GarnerAustin
- Benjamin R. GarrettDallas · Certified Financial Planner
- Megan P. GaskampKingwood
- Herbert C. GatesFort Worth · Certified Financial Planner, Chartered Financial Consultant
- Michael J. GavettDallas
- Timothy W. Geisbauer IILufkin
- Garret A. GeistFlower Mound
- Alexander A. GelmanMcAllen
- Laura W. GentryDenton
- Matthew W. GentryRichardson
- Dewayne C. GerberLake Jackson
- Brian J. GernantAustin
- Tyler A. GetzKingwood
- Surojeet GhatakSugar Land · Chartered Financial Analyst
- Joseph J. GiangiulioDallas
- Patrick L. GibbonsAustin
- Cadry R. GibbsMidland
- Ethan V. GilbertAustin · Certified Financial Planner
- Alan M. GilbreathRichardson
- John P. GillespieAustin
- Joseph J. GillespieSan Antonio
- Shannon E. GillisCommerce
- Brett W. GinnMansfield
- Anthony J. GizzarelliAustin · Certified Financial Planner
- Phoebe C. GlembaCorpus Christi
- Aidan GlynnIrving
- Jimmie K. GoldenAmarillo
- Lawrence M. GoldsteinConroe
- Jordan N. GolsonThe Woodlands
- George Gomez Sr.El Paso
- Donalee M. GonzalesFlower Mound · Certified Financial Planner
- Albert GonzalezDripping Springs
- Luke GoolsbyCarrollton
- Robert J. GormanCorpus Christi
- Peter C. Goudeau Jr.Houston · Chartered Financial Consultant
- Peter C. Goudeau IIIHouston · Certified Financial Planner
- Eric W. GouldKaty
- Matthew B. GournayLucas · Certified Financial Planner
- Angela M. Graham -WestDallas
- Taylor R. GravesAmarillo · Certified Financial Planner
- Samuel T. GreenAllen
- Dennis R. GreensageTomball
- Thomas P. GreunerEdinburg
- Thomas D. GrierDallas
- Glenn H. Griffin Jr.Jourdanton
- Dawson L. GrochAustin
- Alexander M. GrothSpicewood
- Sal C. GuerreroBeaumont
- Emory R. GuestFulshear · Certified Financial Planner
- Gregory P. GuilloryAustin
- Gregory A. GulickDallas
- Akshay GuptaAustin
- Michael T. GuthrieAustin · Certified Financial Planner
- Felix GutierrezGeorgetown
- Mario A. Gutierrez Jr.McAllen
- Xavier T. GutierrezSan Antonio
- Bradley T. HacklerFort Worth
- Holly D. HagleNew Braunfels
- Alexander R. HaleLubbock
- Bradley W. HallSouthlake · Certified Financial Planner
- Cameron B. HallManvel
- Cameron HallFrisco
- Christopher L. HallSan Antonio
- Kelon C. HallLongview · Certified Financial Planner
- Michelle B. HallFrisco
- Scott E. HalliwellCollege Station · Chartered Financial Consultant
- Richard D. HammondFort Worth
- Marijean HansenSan Antonio · Certified Financial Planner
- David G. HansonHouston · Certified Financial Planner, Chartered Financial Consultant
- Hank HargravesBeaumont
- Robert T. HarlanSan Antonio · Certified Financial Planner
- William HarlessAustin
- David L. HarrisonAustin
- Holly R. HarshBurleson
- Nathan HarshBurleson · Certified Financial Planner
- Graham C. HartleyHouston
- Debra L. HastingsEl Paso
- Travis S. HaukedahlPlano
- James B. HawrylukSugar Land
- Michael S. HazelbakerDallas
- Harry R. HeadrickLongview
- David O. HeardMcKinney
- Graham P. HeckBee Cave
- Mark P. HeckFrisco
- Debra L. HedgcothLubbock · Certified Financial Planner
- Daniel M. HelmerConroe
- Andrew W. HemingwayThe Woodlands
- William A. HendersonHouston
- Cloise B. HendleyCanton
- James K. HendrickDallas
- Brett A. HendricksenTyler
- James R. HenryVictoria · Chartered Financial Consultant
- Jason S. HenryVictoria
- Leon A. HenryGoldwaite
- Lindsey A. HenryAustin
- Rebecca M. HernDallas
- Luis A. HernandezMcAllen
- Stephen D. HernandezFulshear
- Alejandro J. HerreraAustin
- James B. HerrinRound Rock
- David B. HeslerFlower Mound
- Mark A. HetzerLeague City
- Richard L. HighWaco
- Carlos J. HilarioMcAllen
- David W. HilbigHouston · Certified Financial Planner
- Debra J. HiltonThe Woodlands
- John R. HinrichsMcKinney
- Curtis T. Hinshaw IIILongview
- Derek M. HistenArlington
- Stephen J. HlavinkaEast Bernard
- David A. HockerTyler
- Ty C. HodgesSan Antonio · Certified Financial Planner
- Evan S. HodsonKilleen
- Fremont B. Hodson IIIKilleen
- Jonathan H. HolmesAustin
- William L. Holmes IIISan Angelo
- Andrew E. HoltCanyon · Chartered Financial Consultant
- Stephen L. HolzeWaco
- Christopher C. HopperHouston
- Chaston R. HorelkaNew Braunfels
- Rodney A. HorelkaNew Braunfels
- Michael P. HosfordBastrop
- Daniel R. HoukAmarillo
- Matthew S. HoustonHouston
- Robert S. HowardDenison
- George W. HoweAustin
LPL Financial LLC advisors in every state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →Advisor Moves: who changed firms this week →
LPL Financial LLC in other states
California 2,935New York 1,251Florida 1,125Pennsylvania 982Illinois 895Michigan 806New Jersey 744Ohio 655South Carolina 651Wisconsin 559Washington 551North Carolina 531Minnesota 525Colorado 518Massachusetts 512Tennessee 456Arizona 437Missouri 401Virginia 397Maryland 394Connecticut 358Indiana 354Georgia 351Oregon 306Kansas 279Iowa 274Louisiana 250Utah 230Nebraska 188Alabama 176Nevada 172Kentucky 151Idaho 149New Hampshire 133Oklahoma 133Hawaii 117Montana 108Mississippi 106Arkansas 104North Dakota 88Maine 86South Dakota 65New Mexico 62Vermont 59Delaware 57Rhode Island 56Wyoming 54West Virginia 38Alaska 25District of Columbia 9
Questions
How many LPL Financial LLC financial advisors are in Texas?
1,231 investment adviser representatives are registered at LPL Financial LLC offices in Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 at the firm nationwide. 181 list the CFP designation and 1,212 are also registered as broker representatives.
Where in Texas does LPL Financial LLC have the most advisors?
Houston, with 128, then Austin (117). LPL Financial LLC has advisors in 95 cities in Texas.
How do I check a LPL Financial LLC advisor in Texas?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.