Adviser and broker representative · LPL Financial LLC
Tandy K. Ervin
CRD 4659293 · Richardson, TX
At a glance
Tandy K. Ervin is an investment adviser representative with LPL Financial LLC in Richardson, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Tandy’s SEC record dates to 2007, about 19 years ago. Tandy is also registered as a broker representative.
Current advisory firm
- LPL Financial LLCSince December 2011Richardson, TX · $819B in regulatory assets
SEC adviser record
- Registered since
- 2007 (19 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Tandy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.