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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Alabama

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Alabama, by city and A to Z.

The short answer

176 registered advisors work at LPL Financial LLC in Alabama, out of 21,098 nationwide; it's the firm's number 31 state by advisors, and the most are in Birmingham (43). 18 list the CFP designation and 175 are also registered broker representatives.

LPL Financial LLC advisors by city in Alabama

Every firm in Alabama →

Birmingham 43Huntsville 23Madison 13Decatur 12Mobile 12Guntersville 5Muscle Shoals 5Opelika 5Anniston 4Auburn 4Clanton 4Pike Road 4Daphne 3Dothan 3Gadsden 3Fairhope 2Hoover 2Irondale 2

LPL Financial LLC advisors in Alabama, A to Z

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LPL Financial LLC advisors in every state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →Advisor Moves: who changed firms this week →

LPL Financial LLC in other states

California 2,935New York 1,251Texas 1,231Florida 1,125Pennsylvania 982Illinois 895Michigan 806New Jersey 744Ohio 655South Carolina 651Wisconsin 559Washington 551North Carolina 531Minnesota 525Colorado 518Massachusetts 512Tennessee 456Arizona 437Missouri 401Virginia 397Maryland 394Connecticut 358Indiana 354Georgia 351Oregon 306Kansas 279Iowa 274Louisiana 250Utah 230Nebraska 188Nevada 172Kentucky 151Idaho 149New Hampshire 133Oklahoma 133Hawaii 117Montana 108Mississippi 106Arkansas 104North Dakota 88Maine 86South Dakota 65New Mexico 62Vermont 59Delaware 57Rhode Island 56Wyoming 54West Virginia 38Alaska 25District of Columbia 9

Questions

How many LPL Financial LLC financial advisors are in Alabama?

176 investment adviser representatives are registered at LPL Financial LLC offices in Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 at the firm nationwide. 18 list the CFP designation and 175 are also registered as broker representatives.

Where in Alabama does LPL Financial LLC have the most advisors?

Birmingham, with 43, then Huntsville (23). LPL Financial LLC has advisors in 18 cities in Alabama.

How do I check a LPL Financial LLC advisor in Alabama?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.