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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Maine

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Maine, by city and A to Z.

The short answer

87 registered advisors work at LPL Financial LLC in Maine, out of 21,098 nationwide; it's the firm's number 42 state by advisors, and the most are in Waterville (8). 10 list the CFP designation and 82 are also registered broker representatives.

LPL Financial LLC advisors by city in Maine

Every firm in Maine →

Waterville 8Bangor 7Lewiston 7Camden 6Kennebunk 6Portland 5S Portland 5Farmington 4Scarborough 4Brunswick 3Augusta 2Houlton 2

LPL Financial LLC advisors in Maine, A to Z

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LPL Financial LLC advisors in every state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →Advisor Moves: who changed firms this week →

LPL Financial LLC in other states

California 2,935New York 1,251Texas 1,231Florida 1,125Pennsylvania 982Illinois 895Michigan 806New Jersey 744Ohio 655South Carolina 651Wisconsin 559Washington 551North Carolina 531Minnesota 525Colorado 518Massachusetts 512Tennessee 456Arizona 437Missouri 401Virginia 397Maryland 394Connecticut 358Indiana 354Georgia 351Oregon 306Kansas 279Iowa 274Louisiana 250Utah 230Nebraska 188Alabama 176Nevada 172Kentucky 151Idaho 149New Hampshire 133Oklahoma 133Hawaii 117Montana 108Mississippi 106Arkansas 104North Dakota 88South Dakota 65New Mexico 62Vermont 59Delaware 57Rhode Island 56Wyoming 54West Virginia 38Alaska 25District of Columbia 9

Questions

How many LPL Financial LLC financial advisors are in Maine?

87 investment adviser representatives are registered at LPL Financial LLC offices in Maine, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 at the firm nationwide. 10 list the CFP designation and 82 are also registered as broker representatives.

Where in Maine does LPL Financial LLC have the most advisors?

Waterville, with 8, then Bangor (7). LPL Financial LLC has advisors in 12 cities in Maine.

How do I check a LPL Financial LLC advisor in Maine?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.