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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Katy, TX

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Katy, A to Z.

10 registered advisors work at LPL Financial LLC in Katy, out of 22,666 at the firm nationwide; it ranks number 4 in the city by advisors. 0 list the CFP designation and 10 are also registered broker representatives.

LPL Financial LLC advisors in Katy, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 809Fort Mill, SC 438Houston, TX 144Scottsdale, AZ 119Charlotte, NC 117Austin, TX 116Chicago, IL 109Las Vegas, NV 95Tampa, FL 91Honolulu, HI 88San Antonio, TX 87Fresno, CA 84Dallas, TX 81Seattle, WA 80Irvine, CA 74

Other firms in Katy

All Katy advisors →

Strategic Advisers LLC 37Edward Jones 21J.P. Morgan Securities LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 9State Farm Investment Management Corp. 7Wells Fargo Clearing Services, LLC 7Ameriprise Financial Services, LLC 6Cambridge Investment Research Advisors, Inc. 6Cetera Investment Advisers LLC 6Encompass Advisory Services, LLC 5Equitable Advisors, LLC 5Osaic Wealth, Inc. 4

Questions

How many financial advisors does LPL Financial LLC have in Katy?

10 investment adviser representatives are registered at LPL Financial LLC offices in Katy, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 22,666 nationwide. 0 list the CFP designation and 10 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Katy?

LPL Financial LLC ranks number 4 in Katy by registered advisors; Strategic Advisers LLC has the most, with 37.

How do I check a LPL Financial LLC advisor in Katy?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.