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Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Katy, TX
Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Katy, A to Z.
The short answer
9 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Katy, out of 22,882 at the firm nationwide; it ranks number 5 in the city by advisors. 0 list the CFP designation and 9 are also registered broker representatives.
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Katy, A to Z
Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →- M Adnan AzizAlso a broker rep
- Josh BarajasAlso a broker rep
- Jayesh B. Bhakta BhaktaAlso a broker rep
- Samuel H. CookAlso a broker rep
- Martin D. Hernandez GarciaAlso a broker rep
- Aaron J. LestageAlso a broker rep
- Kristen H. NicholsAlso a broker rep
- James E. Polk IIIAlso a broker rep
- Carl A. Wiggins Jr.Also a broker rep
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities
New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175
Other firms in Katy
All Katy advisors →Strategic Advisers LLC 37Edward Jones 21J.P. Morgan Securities LLC 18LPL Financial LLC 10State Farm Investment Management Corp. 7Wells Fargo Clearing Services, LLC 7Ameriprise Financial Services, LLC 6Cambridge Investment Research Advisors, Inc. 6Cetera Investment Advisers LLC 6Encompass Advisory Services, LLC 5Equitable Advisors, LLC 5Osaic Wealth, Inc. 4
Questions
How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Katy?
9 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Katy, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.
Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Katy?
Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 5 in Katy by registered advisors; Strategic Advisers LLC has the most, with 37.
How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Katy?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.