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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Utica, NY

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Utica, A to Z.

The short answer

5 registered advisors work at LPL Financial LLC in Utica, out of 21,094 at the firm nationwide; it ranks number 5 in the city by advisors. 1 list the CFP designation and 5 are also registered broker representatives.

LPL Financial LLC advisors in Utica, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Utica

All Utica advisors →

Strategic Financial Services 23Morgan Stanley 16Empire Retirement Plans, LLC 8Osaic Wealth, Inc. 7Caruso McLean & Co., Inc. 4Merrill Lynch, Pierce, Fenner & Smith Incorporated 4Paradigm Consulting, Inc. 4Adirondack Financial Services Corp. 3

Questions

How many financial advisors does LPL Financial LLC have in Utica?

5 investment adviser representatives are registered at LPL Financial LLC offices in Utica, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 1 list the CFP designation and 5 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Utica?

LPL Financial LLC ranks number 5 in Utica by registered advisors; Strategic Financial Services has the most, with 23.

How do I check a LPL Financial LLC advisor in Utica?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.