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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Utica, NY

Every SEC-registered investment adviser representative at a firm office in Utica, with the firms that employ the most of them.

76 registered advisors work in Utica; the most are at Strategic Financial Services (24). 12 list the CFP designation and 48 are also registered broker representatives.

Firms with the most advisors in Utica

FirmAdvisors in Utica
Strategic Financial Services24
Morgan Stanley news17
Empire Retirement Plans, LLC8
Osaic Wealth, Inc. news6
Caruso McLean & Co., Inc.4
Merrill Lynch, Pierce, Fenner & Smith Incorporated news4
Paradigm Consulting, Inc.4
Adirondack Financial Services Corp.3
LPL Financial LLC news3
Wells Fargo Advisors Financial Network, LLC news3
Commonwealth Financial Network news2
One Hopper Asset Management2
Quartz Partners Investment Management2
Ameriprise Financial Services, LLC news1
Equity Services, Inc.1
Kestra Advisory Services, LLC news1
LPL Enterprise, LLC news1
Leigh Baldwin & Co., LLC1
Lifemark Securities Corp.1
Shelter Wealth Strategies, LLC1
Voya Financial Advisors, Inc.1

Advisors in Utica, A to Z

CFP advisors in Utica →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Utica, NY?

76 investment adviser representatives are registered at firm offices in Utica, New York, according to the SEC's Investment Adviser Public Disclosure records. 48 of them are also registered as broker representatives, and 12 list the CFP designation.

Which firm has the most financial advisors in Utica?

Strategic Financial Services, with 24 registered advisors in Utica, followed by Morgan Stanley with 17.

How do I check a financial advisor in Utica?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.