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Financial ADVSR advisor directory · SEC adviser records

Osaic Wealth, Inc. financial advisors in Utica, NY

Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Utica, A to Z.

The short answer

7 registered advisors work at Osaic Wealth, Inc. in Utica, out of 7,289 at the firm nationwide; it ranks number 4 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

Osaic Wealth, Inc. advisors in Utica, A to Z

Every Osaic Wealth, Inc. advisor →

Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Wealth, Inc. advisors in other cities

Scottsdale, AZ 298Omaha, NE 54Raleigh, NC 51San Diego, CA 49Houston, TX 47Maumee, OH 47Irvine, CA 45Honolulu, HI 43Rochester, NY 40Lincoln, NE 39Overland Park, KS 37Southfield, MI 37Wichita, KS 36Melville, NY 35Dallas, TX 33

Other firms in Utica

All Utica advisors →

Strategic Financial Services 23Morgan Stanley 16Empire Retirement Plans, LLC 8LPL Financial LLC 5Caruso McLean & Co., Inc. 4Merrill Lynch, Pierce, Fenner & Smith Incorporated 4Paradigm Consulting, Inc. 4Adirondack Financial Services Corp. 3

Questions

How many financial advisors does Osaic Wealth, Inc. have in Utica?

7 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Utica, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 7,289 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is Osaic Wealth, Inc. one of the largest advisor employers in Utica?

Osaic Wealth, Inc. ranks number 4 in Utica by registered advisors; Strategic Financial Services has the most, with 23.

How do I check a Osaic Wealth, Inc. advisor in Utica?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.