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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Hicksville, NY

Every SEC-registered investment adviser representative at a firm office in Hicksville, with the firms that employ the most of them.

The short answer

16 registered advisors work in Hicksville; the most are at J.P. Morgan Securities LLC (3). 1 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in Hicksville

FirmAdvisors in Hicksville
J.P. Morgan Securities LLC news3
LPL Financial LLC news3
Citigroup Global Markets Inc. news2
Reynolds Consulting Services LLC2
Alphyn Capital Management LLC1
Osaic Institutions, Inc. news1
Raymond James Financial Services Advisors, Inc. news1
State Farm Investment Management Corp.1
Td Private Client Wealth LLC1
Wells Fargo Advisors Financial Network, LLC news1

Advisors in Hicksville, A to Z

CFP advisors in Hicksville →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Hicksville, NY?

16 investment adviser representatives are registered at firm offices in Hicksville, New York, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Hicksville?

J.P. Morgan Securities LLC, with 3 registered advisors in Hicksville, followed by LPL Financial LLC with 3.

How do I check a financial advisor in Hicksville?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.