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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Purchase, NY

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Purchase, A to Z.

The short answer

8 registered advisors work at LPL Financial LLC in Purchase, out of 21,094 at the firm nationwide; it ranks number 7 in the city by advisors. 1 list the CFP designation and 8 are also registered broker representatives.

LPL Financial LLC advisors in Purchase, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Purchase

All Purchase advisors →

Morgan Stanley 560Wells Fargo Clearing Services, LLC 65UBS Financial Services Inc. 25Seacrest Wealth Management, LLC 16Hightower Advisors, LLC 10Ameriprise Financial Services, LLC 9RBC Capital Markets, LLC 7Janney Montgomery Scott LLC 4Main Street Financial 3Wells Fargo Advisors Financial Network, LLC 3

Questions

How many financial advisors does LPL Financial LLC have in Purchase?

8 investment adviser representatives are registered at LPL Financial LLC offices in Purchase, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 1 list the CFP designation and 8 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Purchase?

LPL Financial LLC ranks number 7 in Purchase by registered advisors; Morgan Stanley has the most, with 560.

How do I check a LPL Financial LLC advisor in Purchase?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.