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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Carmel, NY

Every SEC-registered investment adviser representative at a firm office in Carmel, with the firms that employ the most of them.

11 registered advisors work in Carmel; the most are at LPL Financial LLC (2). 0 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Carmel

FirmAdvisors in Carmel
LPL Financial LLC news2
State Farm Investment Management Corp.2
Edward Jones news1
Empower Advisory Group, LLC1
Equitable Advisors, LLC news1
Equity Services, Inc.1
MML Investors Services, LLC1
Raymond James & Associates, Inc. news1
Wells Fargo Clearing Services, LLC news1

Advisors in Carmel, A to Z

Search all of New York →

Other cities in New York

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New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132

Questions

How many financial advisors are in Carmel, NY?

11 investment adviser representatives are registered at firm offices in Carmel, New York, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Carmel?

LPL Financial LLC, with 2 registered advisors in Carmel, followed by State Farm Investment Management Corp. with 2.

How do I check a financial advisor in Carmel?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.