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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Johnson City, NY

Every SEC-registered investment adviser representative at a firm office in Johnson City, with the firms that employ the most of them.

The short answer

16 registered advisors work in Johnson City; the most are at Wells Fargo Clearing Services, LLC (7). 2 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in Johnson City

FirmAdvisors in Johnson City
Wells Fargo Clearing Services, LLC news7
LPL Financial LLC news4
Eagle Strategies LLC1
Empower Advisory Group, LLC1
Imperative Wealth Planning1
Omnes Wealth Management LLC1
Trg Capital Management, Inc.1

Advisors in Johnson City, A to Z

CFP advisors in Johnson City →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Johnson City, NY?

16 investment adviser representatives are registered at firm offices in Johnson City, New York, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Johnson City?

Wells Fargo Clearing Services, LLC, with 7 registered advisors in Johnson City, followed by LPL Financial LLC with 4.

How do I check a financial advisor in Johnson City?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.