Adviser and broker representative · LPL Financial LLC
Lori A. Facinelli
CRD 1855302 · Fairport, NY
At a glance
Lori A. Facinelli is an investment adviser representative with LPL Financial LLC in Fairport, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Lori’s SEC record dates to 2006, about 20 years ago. Lori is also registered as a broker representative.
Current advisory firms
- LPL Financial LLCSince October 2026Fairport, NY · $819B in regulatory assets
- Wells Fargo Advisors Financial Network, LLCSince February 2011Fairport, NY · $252B in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Lori’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.