Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Wappingers Falls, NY
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Wappingers Falls, A to Z.
The short answer
10 registered advisors work at LPL Financial LLC in Wappingers Falls, out of 21,098 at the firm nationwide; it ranks number 1 in the city by advisors. 2 list the CFP designation and 10 are also registered broker representatives.
LPL Financial LLC advisors in Wappingers Falls, A to Z
Every LPL Financial LLC advisor →- Paula T. AveniAlso a broker rep
- Daniel E. CwikAlso a broker rep
- Jennifer DelaneyAlso a broker rep
- Silvestro R. FabrizioChartered Financial Consultant · Also a broker rep
- Philip J. Fulco Jr.Certified Financial Planner · Also a broker rep
- Brendynn J. KellyAlso a broker rep
- Zachary R. LandyAlso a broker rep
- Mauro A. ParraAlso a broker rep
- William J. SettembrinoAlso a broker rep
- Aaron M. VerdileCertified Financial Planner · Also a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67
Other firms in Wappingers Falls
All Wappingers Falls advisors →Quint Investments And Insurance 6Sage Investment Advisers LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Wappingers Falls?
10 investment adviser representatives are registered at LPL Financial LLC offices in Wappingers Falls, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 2 list the CFP designation and 10 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Wappingers Falls?
LPL Financial LLC ranks number 1 in Wappingers Falls by registered advisors, ahead of Quint Investments And Insurance (6).
How do I check a LPL Financial LLC advisor in Wappingers Falls?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.