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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Wappingers Falls, NY

Every SEC-registered investment adviser representative at a firm office in Wappingers Falls, with the firms that employ the most of them.

27 registered advisors work in Wappingers Falls; the most are at LPL Financial LLC (10). 0 list the CFP designation and 15 are also registered broker representatives.

Firms with the most advisors in Wappingers Falls

FirmAdvisors in Wappingers Falls
LPL Financial LLC news10
Quint Investments And Insurance8
Sage Investment Advisers LLC3
Cambridge Investment Research Advisors, Inc. news1
Commonwealth Financial Network news1
Fortis Capital Advisors, LLC news1
MML Investors Services, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Osaic Wealth, Inc. news1

Advisors in Wappingers Falls, A to Z

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Other cities in New York

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New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132

Questions

How many financial advisors are in Wappingers Falls, NY?

27 investment adviser representatives are registered at firm offices in Wappingers Falls, New York, according to the SEC's Investment Adviser Public Disclosure records. 15 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Wappingers Falls?

LPL Financial LLC, with 10 registered advisors in Wappingers Falls, followed by Quint Investments And Insurance with 8.

How do I check a financial advisor in Wappingers Falls?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.