President · Quint Investments and Insurance
Wayne R. Quint
CRD 4024460 · Named on Form ADV at one SEC-registered adviser
At a glance
Quint Investments and Insurance, an SEC-registered wealth manager based in Wappingers Falls, NY with $110 million in regulatory assets, lists Wayne R. Quint on its Form ADV as President, a control person.
Firms and roles
- Quint Investments and InsurancePresidentWealth manager · Wappingers Falls, NY · $110M in regulatory assets
AtlasMembers
Wayne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Joseph F. ChristianaChief Compliance Officer, Quint Investments and Insurance
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wayne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.