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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Penn Yan, NY

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Penn Yan, A to Z.

The short answer

4 registered advisors work at LPL Financial LLC in Penn Yan, out of 21,094 at the firm nationwide; it ranks number 1 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

LPL Financial LLC advisors in Penn Yan, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Questions

How many financial advisors does LPL Financial LLC have in Penn Yan?

4 investment adviser representatives are registered at LPL Financial LLC offices in Penn Yan, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Penn Yan?

LPL Financial LLC ranks number 1 in Penn Yan by registered advisors, ahead of every other firm.

How do I check a LPL Financial LLC advisor in Penn Yan?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.