Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Shelton, CT

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Shelton, A to Z.

The short answer

7 registered advisors work at LPL Financial LLC in Shelton, out of 21,094 at the firm nationwide; it ranks number 8 in the city by advisors. 2 list the CFP designation and 7 are also registered broker representatives.

LPL Financial LLC advisors in Shelton, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Shelton

All Shelton advisors →

MML Investors Services, LLC 81LPL Enterprise, LLC 29Procyon 26Commonwealth Financial Network 17Innovative Asset Advisors Group 12Ameriprise Financial Services, LLC 8Investmark Advisory Group LLC 8Stone Wall Money Management LLC 7Pentegra Investors, Inc. 6Centaurus Financial, Inc. 5Bridgelight Financial Advisors, Inc. 4Ganim Private Wealth 4

Questions

How many financial advisors does LPL Financial LLC have in Shelton?

7 investment adviser representatives are registered at LPL Financial LLC offices in Shelton, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 7 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Shelton?

LPL Financial LLC ranks number 8 in Shelton by registered advisors; MML Investors Services, LLC has the most, with 81.

How do I check a LPL Financial LLC advisor in Shelton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.